Series 24: Types of Customer Accounts

One major function of a brokerage operation is the opening and maintenance of client accounts. In this video lecture for the Series 24 exam, you will learn about the many types of customer accounts that a firm manages.

Understanding types of customer accounts is an important part of passing the Series 24 exam. This topic falls within Section 3 of the FINRA Series 24 content outline: “Supervision of Retail and Institutional Customer Related Activities” (32 out of 150 questions on the exam). Section 3 includes essential product and market knowledge for an operations professional and knowledge regarding the operations functions that support a broker-dealer’s business.

This Series 24 Video Lecture sample covers these main topics:

0:00 Retail vs Institutional Accounts
1:11 Individual Accounts
1:46 Trading Authority
4:07 Joint Accounts
5:37 Transfer on Death Accounts
6:17 Other Accounts
6:57 Corporate and Partnership Accounts
7:54 Fiduciary Accounts

The complete 10-hour Solomon Series 24 Video Lecture highlights the most important and heavily-tested exam topics. The lectures are taught by Solomon professors and peppered with practice questions to help you apply the concepts you’re learning to real-world situations. Solomon video lectures also come with downloadable PowerPoint slides for easy note-taking and review. Once purchased, the videos are viewable on-demand for a 180-day subscription period. Video Lectures are viewable through the Solomon website and can be accessed via computer, mobile device, and the Solomon Exam Prep app.

The Series 24 Video Lecture can be purchased individually or as part of the Series 24 Video Premium Package or Total Package.

Explore all Solomon Series 24 study materials on our website here:
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